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XiYan-SQL: A Multi-Generator Ensemble Framework for Text-to-SQL (Technical Report)


Konsep Inti
XiYan-SQL is a novel framework that leverages a multi-generator ensemble strategy, combining supervised fine-tuning and in-context learning, to enhance the quality and diversity of SQL query generation from natural language text, achieving state-of-the-art performance on multiple benchmarks.
Abstrak

XiYan-SQL: A Multi-Generator Ensemble Framework for Text-to-SQL (Technical Report) Summary

This technical report introduces XiYan-SQL, a new framework for translating natural language queries into SQL queries (NL2SQL). The authors argue that existing approaches, based on either prompt engineering or supervised fine-tuning (SFT), have limitations in terms of inference overhead or ability to handle complex reasoning and new domains.

XiYan-SQL addresses these limitations by combining prompt engineering and SFT in a multi-generator ensemble strategy. The framework consists of three main components:

Schema Linking:

This component identifies the relevant parts of the database schema for a given natural language query. It uses a retrieval module to find similar values and columns, and a column selector to narrow down the schema to the essential elements.

Candidate Generation:

This component generates multiple candidate SQL queries using a combination of fine-tuned SQL generators and an in-context learning (ICL) SQL generator. The fine-tuned generators are trained using a two-stage, multi-task approach to produce high-precision candidates with diverse syntactic styles. The ICL generator leverages the power of large language models (LLMs) by providing them with relevant examples from the training set. A SQL Refiner further optimizes the generated candidates by correcting logical or syntactical errors.

Candidate Selection:

This component selects the best SQL query from the generated candidates. Instead of relying solely on self-consistency, XiYan-SQL employs a dedicated selection model fine-tuned to distinguish nuances among candidates.

Furthermore, the authors introduce M-Schema, a new schema representation method designed to improve LLMs' understanding of database structures. M-Schema presents the hierarchical relationships between databases, tables, and columns in a semi-structured format, incorporating data types, primary key markings, column descriptions, and example values.

The authors evaluate XiYan-SQL on several benchmark datasets for both relational and non-relational databases, including Spider, Bird, SQL-Eval, and NL2GQL. The results demonstrate that XiYan-SQL achieves state-of-the-art performance on these benchmarks, outperforming existing methods. Ablation studies further confirm the effectiveness of each component in the framework.

The authors conclude that XiYan-SQL represents a significant advancement in NL2SQL technology, offering high quality and diversity in generated SQL queries. They suggest that the framework has the potential for broader applications in NL2SQL translation tasks.

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Statistik
XiYan-SQL achieves state-of-the-art execution accuracy of 89.65% on the Spider test set. XiYan-SQL achieves 69.86% execution accuracy on SQL-Eval. XiYan-SQL achieves 41.20% execution accuracy on NL2GQL. XiYan-SQL achieves a competitive score of 72.23% on the Bird development benchmark. GPT-4o achieves an accuracy of 83.54% on the Spider dataset. Using M-Schema as the schema representation leads to an average performance improvement of 2.03% across four different LLMs.
Kutipan
"In this technical report, we propose XiYan-SQL, a novel NL2SQL framework that employs a multi-generator ensemble strategy to enhance candidate generation." "XiYan-SQL combines prompt engineering and the SFT method to generate candidate SQL queries with high quality and diversity." "To enhance LLMs for better understanding of the database schema, we propose a new schema representation method named M-Schema." "The impressive results achieved on various challenging NL2SQL benchmarks not only validate the effectiveness of our approach but also demonstrate its significant potential for broader applications in NL2SQL translation tasks."

Wawasan Utama Disaring Dari

by Yingqi Gao, ... pada arxiv.org 11-14-2024

https://arxiv.org/pdf/2411.08599.pdf
XiYan-SQL: A Multi-Generator Ensemble Framework for Text-to-SQL

Pertanyaan yang Lebih Dalam

How could the multi-generator ensemble strategy employed in XiYan-SQL be adapted to other text generation tasks beyond NL2SQL?

The multi-generator ensemble strategy in XiYan-SQL holds significant potential for various text generation tasks beyond NL2SQL. Here's how it can be adapted: Diverse Text Generation: XiYan-SQL's approach of using multiple generators with different training strategies can be directly applied to tasks like paraphrasing, text summarization, and dialogue generation. By training generators to specialize in different aspects of language style, creativity, or factual accuracy, the ensemble can produce a wider range of outputs. Code Generation (Beyond SQL): The core principles of XiYan-SQL, including schema representation (adapted for specific programming languages) and refinement techniques, can be extended to generate code in other languages like Python, Java, or C++. Machine Translation: In machine translation, different generators could be trained on various domains or language pairs, and the selection model could choose the most fluent and accurate translation. Creative Writing Assistance: Imagine generators fine-tuned for different writing styles (e.g., poetry, screenwriting, fiction). A selection model could help writers explore different creative directions. Key Adaptations: Task-Specific Schema Representation: M-Schema, used for database structure in XiYan-SQL, would need to be adapted to represent the structure and constraints of the target task (e.g., grammar rules for natural language, code syntax, or domain-specific ontologies). Training Data and Objectives: Fine-tuning data and objectives would need to align with the specific text generation task. For example, in machine translation, parallel corpora would be essential. Evaluation Metrics: Success metrics would need to be tailored to the task, such as BLEU scores for machine translation or human evaluation for creative writing.

While XiYan-SQL demonstrates strong performance, could the reliance on large language models pose challenges in terms of computational resources and potential biases embedded in the models?

Yes, XiYan-SQL's reliance on large language models (LLMs) presents both opportunities and challenges: Computational Resource Challenges: Training Costs: Fine-tuning and even running inference on LLMs demand substantial computational power (GPUs/TPUs), making them expensive to develop and deploy, especially for resource-constrained organizations. Latency: LLMs can introduce latency in real-time applications due to their size and complexity. This is a concern for interactive systems where quick responses are crucial. Bias and Fairness: Amplified Biases: LLMs are trained on massive datasets, which can contain societal biases. These biases can be reflected and even amplified in the generated SQL queries, potentially leading to unfair or discriminatory outcomes. Lack of Transparency: The decision-making process within LLMs can be opaque, making it difficult to identify and mitigate biases effectively. Addressing the Challenges: Model Compression and Optimization: Techniques like quantization, pruning, and knowledge distillation can reduce LLM size and computational requirements. Efficient Architectures: Exploring more efficient LLM architectures (e.g., MoE - Mixture of Experts) can improve resource utilization. Bias Detection and Mitigation: Developing robust methods to detect and mitigate biases in training data and model outputs is crucial. This includes using bias-aware datasets and fairness-enhancing training techniques. Explainability: Research into making LLM decisions more transparent and interpretable is essential for building trust and accountability.

How might the development of increasingly sophisticated text-to-code models like XiYan-SQL impact the future of software development and data analysis?

The advancement of text-to-code models like XiYan-SQL has the potential to revolutionize software development and data analysis: Software Development: Increased Accessibility: Text-to-code models can empower individuals with limited coding experience to build software applications by translating natural language instructions into code. Accelerated Development: Automating code generation can significantly speed up the development process, allowing developers to focus on higher-level tasks like design and problem-solving. Reduced Errors: By generating code from well-defined specifications, these models can help minimize human errors and improve code quality. New Application Domains: Text-to-code could open up software development to new domains where coding expertise is scarce, such as scientific research or creative industries. Data Analysis: Democratizing Data Access: Business users and domain experts can interact with databases using natural language, eliminating the need for specialized SQL knowledge. Faster Insights: Rapidly generating SQL queries from natural language questions can accelerate data exploration and analysis, leading to faster insights and decision-making. Reduced Cognitive Load: Analysts can focus on interpreting results and drawing conclusions rather than spending time on writing complex queries. Potential Challenges and Considerations: Job Displacement: While these models can automate certain tasks, they are more likely to augment human capabilities. Developers and analysts will need to adapt their skills to work effectively with these tools. Ethical Implications: Ensuring the responsible use of text-to-code models, addressing bias concerns, and maintaining data privacy are paramount. Maintaining Code Quality: Robust testing and validation processes will be crucial to ensure the reliability and maintainability of code generated by these models. Overall, text-to-code models like XiYan-SQL represent a significant step towards a future where software development and data analysis are more accessible, efficient, and driven by natural language interaction.
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