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Federated Learning Model for Predicting Major Postoperative Complications


المفاهيم الأساسية
Federated learning models can accurately predict major postoperative complications using electronic health record data from multiple institutions, while preserving data privacy.
الملخص
The study developed preoperative and postoperative federated learning models to predict the risk of nine major postoperative complications, including prolonged intensive care unit (ICU) stay, mechanical ventilation, neurological complications, cardiovascular complications, acute kidney injury, venous thromboembolism, sepsis, wound complications, and hospital mortality. The key highlights and insights are: The federated learning models achieved area under the receiver operating characteristic curve (AUROC) values ranging from 0.81 for wound complications to 0.92 for prolonged ICU stay at the University of Florida Health (UFH) Gainesville center, and from 0.73-0.74 for wound complications to 0.92-0.93 for hospital mortality at the UFH Jacksonville center. The federated learning models achieved comparable AUROC performance to central learning models, except for prolonged ICU stay, where the performance of federated learning models was slightly higher than central learning models at UFH Gainesville center, but slightly lower at UFH Jacksonville center. The federated learning models obtained comparable performance to the best local learning model at each center, demonstrating strong generalizability. Subgroup analysis showed that the performance of federated learning models was independent of patient sex and race, but was affected by age, with a more pronounced effect at the larger data provider (UFH Gainesville). Sensitivity analysis of downsampling the data from the larger center (UFH Gainesville) to equalize the sample sizes between the two centers resulted in a pronounced performance decline at the larger data provider and a slight performance increase at the smaller data provider (UFH Jacksonville).
الإحصائيات
Approximately 1 million patients die during or immediately after surgery every year worldwide. Over 15 million major, inpatient surgeries are performed in the United States, and at least 150,000 patients die within 30 days after surgery each year due to postoperative complications. Postoperative complications occur up to 32% of surgeries.
اقتباسات
"Federated learning is shown to be a useful tool to train robust and generalizable models from large scale data across multiple institutions where data protection barriers are high." "Federated learning models achieved comparable AUROC performance to central learning models, except for prolonged ICU stay, where the performance of federated learning models was slightly higher than central learning models at UFH GNV center, but slightly lower at UFH JAX center."

الرؤى الأساسية المستخلصة من

by Yonggi Park,... في arxiv.org 04-11-2024

https://arxiv.org/pdf/2404.06641.pdf
Federated learning model for predicting major postoperative  complications

استفسارات أعمق

How can the federated learning approach be further improved to achieve better performance on prolonged ICU stay prediction across different centers?

To enhance the performance of federated learning models in predicting prolonged ICU stay across different centers, several strategies can be implemented. Firstly, optimizing the communication and aggregation process between the local models and the central server is crucial. This can involve refining the aggregation algorithms to better incorporate the updates from each center while maintaining data privacy. Additionally, implementing techniques like differential privacy can help in preserving the confidentiality of sensitive patient data while ensuring model accuracy. Furthermore, improving the homogeneity of data distribution across centers can lead to better model performance. This can be achieved by standardizing data collection processes, ensuring consistent data quality, and harmonizing feature engineering methods. By reducing data heterogeneity, the models can learn more effectively from the distributed datasets, resulting in improved predictions for prolonged ICU stay. Moreover, incorporating domain knowledge and expert insights into the model development process can enhance the interpretability and generalizability of the federated learning models. By leveraging clinical expertise to guide feature selection, model architecture, and evaluation metrics, the models can capture relevant patterns and relationships in the data more accurately, leading to better performance in predicting prolonged ICU stay.

What are the potential limitations and challenges of implementing federated learning models in real-world clinical settings, beyond the simulation-based evaluation conducted in this study?

While federated learning shows promise in healthcare applications, there are several limitations and challenges to consider when implementing these models in real-world clinical settings. One major challenge is the complexity of integrating federated learning into existing healthcare systems and workflows. This requires close collaboration between data scientists, clinicians, IT professionals, and regulatory experts to ensure seamless integration and compliance with data privacy regulations. Another limitation is the potential bias and variance introduced by the heterogeneity of data across different centers. Variations in data collection methods, patient populations, and clinical practices can impact the performance and generalizability of federated learning models. Addressing these challenges requires robust data preprocessing techniques, feature selection strategies, and model evaluation protocols to account for data discrepancies and ensure model reliability. Moreover, ensuring data security and privacy in federated learning poses a significant challenge in real-world clinical settings. Protecting patient confidentiality, preventing data breaches, and complying with regulatory requirements such as HIPAA are critical considerations. Implementing secure data sharing protocols, encryption techniques, and access control mechanisms is essential to safeguard patient data while enabling collaborative model development across healthcare institutions.

How can the insights from this study on the impact of data size and distribution on model performance be leveraged to develop more effective strategies for collaborative model development across healthcare institutions?

The insights from this study highlight the importance of data size and distribution in influencing the performance of federated learning models across healthcare institutions. To develop more effective strategies for collaborative model development, healthcare institutions can leverage these insights in the following ways: Data Sharing Agreements: Establishing clear data sharing agreements and protocols to ensure consistent data collection, quality, and distribution across institutions. This can help in harmonizing datasets and improving model performance. Collaborative Data Preprocessing: Implementing standardized data preprocessing pipelines and feature engineering techniques to address data heterogeneity and ensure data consistency. Collaborating on data preprocessing tasks can enhance the quality and reliability of the models. Model Evaluation and Validation: Conducting thorough model evaluation and validation across diverse datasets to assess model performance, generalizability, and robustness. Collaborating on model evaluation can provide valuable insights into the strengths and limitations of the models. Continuous Model Improvement: Iteratively refining and updating the federated learning models based on feedback from multiple institutions. Incorporating feedback loops and continuous learning mechanisms can help in enhancing model accuracy and adaptability to evolving clinical scenarios. By leveraging these strategies and insights on data size and distribution, healthcare institutions can foster collaborative model development efforts, improve the quality of predictive models, and ultimately enhance patient outcomes in clinical settings.
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