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Causality-Aware Shapley Value for Global Explanations of Artificial Intelligence Models


Concepts de base
The core message of this article is to introduce a novel global explanation framework called CAGE (Causally-Aware Shapley Values for Global Explanations) that incorporates causal knowledge to provide more faithful and intuitive explanations of predictive models compared to existing global explanation methods.
Résumé

The article introduces CAGE, a causality-aware global explanation framework based on Shapley values. The key contributions are:

  1. CAGE introduces a novel sampling procedure for out-coalition features that respects the causal relations of the input features, overcoming the independence assumption made by previous global explanation methods.

  2. The authors show theoretically that CAGE satisfies desirable causal properties, indicating that it is designed from first principles.

  3. Empirical analysis on both synthetic and real-world data demonstrates that explanations from CAGE are more faithful compared to causally agnostic global explanation methods like SAGE.

The article first provides background on causal models, interventions, and Shapley-based global explanations. It then presents the CAGE framework, proving its causal soundness. An approximation algorithm is also introduced to compute the CAGE values.

The experiments on synthetic data show that CAGE can better capture the true causal feature importance compared to SAGE, especially when there are causal dependencies among the features. On the real-world Alzheimer's disease dataset, while the differences are less pronounced, CAGE still exhibits the pattern of reducing the importance of features that are solely effects of other features.

The discussion highlights the challenges of CAGE, such as the requirement of a predefined causal structure, and suggests future research directions to overcome these limitations.

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Stats
If a feature is causally irrelevant to the target, its CAGE value is 0. Features with the same causal contribution to the target have the same CAGE value. The sum of all CAGE values approximates the average treatment effect when intervening on all features compared to no intervention.
Citations
"Pivotal work [20] underscores that genuine explanations are intrinsically tied to causality, reflecting a philosophical viewpoint where explanations are crafted through counterfactual reasoning — envisaging alternative scenarios and assessing their impact on outcomes." "Empowered by its capability to express complex causal relations between features, we show both theoretically and empirically that CAGE can alleviate the aforementioned deficiencies, and result in more faithful global explanations."

Idées clés tirées de

by Nils Ole Bre... à arxiv.org 04-18-2024

https://arxiv.org/pdf/2404.11208.pdf
CAGE: Causality-Aware Shapley Value for Global Explanations

Questions plus approfondies

How can the requirement of a predefined causal structure be relaxed in CAGE to make it more practical for real-world applications?

In order to relax the requirement of a predefined causal structure in CAGE and make it more practical for real-world applications, several approaches can be considered: Causal Structure Learning: Instead of relying on a fully predefined causal structure, CAGE could incorporate causal structure learning algorithms. These algorithms can infer causal relationships from data, allowing the model to adapt to the specific dataset without the need for explicit causal knowledge. Probabilistic Graphical Models: Utilizing probabilistic graphical models like Bayesian networks can provide a more flexible framework for representing causal relationships. These models can capture uncertainty in causal relationships and allow for more dynamic adjustments based on the available data. Sensitivity Analysis: Implementing sensitivity analysis techniques can help assess the robustness of the explanations provided by CAGE in the absence of a fully specified causal structure. By varying the assumptions about causal relationships, the model can generate a range of possible explanations to account for uncertainty. Ensemble Methods: Employing ensemble methods that combine multiple causal structures or explanations generated from different assumptions can help mitigate the impact of uncertainty in the causal structure. This approach can provide a more comprehensive and reliable explanation by considering various causal scenarios.

How can CAGE be extended to handle uncertainty in the causal structure and handle partially confounded settings?

To extend CAGE to handle uncertainty in the causal structure and address partially confounded settings, the following strategies can be implemented: Probabilistic Causal Inference: Integrate probabilistic causal inference techniques to quantify uncertainty in the causal structure. By assigning probabilities to causal relationships, CAGE can provide explanations that reflect the uncertainty in the underlying causal mechanisms. Bayesian Approach: Adopt a Bayesian framework to incorporate prior knowledge about the causal structure and update it based on the observed data. This Bayesian updating can help CAGE adapt to partially confounded settings and refine the explanations accordingly. Sensitivity Analysis: Conduct sensitivity analysis to assess the impact of uncertainty in the causal structure on the feature importance estimates. By systematically varying the causal assumptions and evaluating the resulting explanations, CAGE can provide insights into the robustness of the explanations in the face of uncertainty. Ensemble Modeling: Implement ensemble modeling techniques that combine explanations generated under different causal structures or assumptions. By aggregating multiple explanations, CAGE can capture the variability and uncertainty in the causal relationships, providing a more comprehensive and reliable interpretation of feature importance.

What are the potential applications of causality-aware global explanations beyond predictive modeling, such as in decision-making or policy evaluation?

Causality-aware global explanations, as provided by CAGE, have diverse applications beyond predictive modeling, including: Decision-Making: Causality-aware explanations can enhance decision-making processes by providing insights into the causal relationships between variables. Decision-makers can use these explanations to understand the underlying mechanisms driving outcomes and make informed decisions based on causal insights. Policy Evaluation: In policy evaluation, causality-aware explanations can help assess the impact of policy interventions by identifying the causal effects of different policy measures. Policymakers can use these explanations to evaluate the effectiveness of policies and make data-driven decisions to improve outcomes. Risk Assessment: Causality-aware explanations can be valuable in risk assessment by identifying the causal factors contributing to specific risks. By understanding the causal relationships between variables, organizations can better assess and mitigate risks in various domains such as finance, healthcare, and cybersecurity. Ethical AI: Causality-aware explanations can play a crucial role in ensuring the ethical use of AI systems. By providing transparent and interpretable explanations based on causal relationships, stakeholders can assess the fairness, accountability, and transparency of AI algorithms and mitigate potential biases or discriminatory outcomes. Overall, causality-aware global explanations have the potential to enhance decision-making, policy evaluation, risk assessment, and ethical considerations across various domains beyond predictive modeling.
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