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Direct Nash Optimization: A Scalable Algorithm for Aligning Large Language Models with General Preferences


Conceitos essenciais
Direct Nash Optimization (DNO) is a provable and scalable algorithm that optimizes large language models to align with general preferences, outperforming reward-based approaches and achieving state-of-the-art results.
Resumo
The paper introduces Direct Nash Optimization (DNO), a novel algorithm for post-training large language models (LLMs) to align them with general preferences expressed by a powerful oracle. Key highlights: Conventional RLHF approaches are limited by the reward maximization framework, which cannot express complex intransitive or cyclic preference relations. DNO sidesteps the reward maximization presumptions and directly optimizes over general preferences, combining the simplicity and stability of contrastive learning with the theoretical generality of optimizing general preferences. DNO is designed as a batched on-policy algorithm with a regression-based learning objective, making it stable and scalable. Theoretical analysis shows DNO converges to the intended Nash equilibrium on average and can improve monotonically across iterations. Experiments show a 7B parameter Orca-2.5 model aligned by DNO achieves state-of-the-art 33% win-rate against GPT-4-Turbo on AlpacaEval 2.0, outperforming models with far more parameters. Ablation studies analyze critical design decisions around preference pairs, LLM-as-preference-annotators, and training paradigms.
Estatísticas
The 7B parameter Orca-2.5 model aligned by DNO achieves a 33% win-rate against GPT-4-Turbo on AlpacaEval 2.0, an absolute gain of 26% over the initializing model. The Orca-2.5 model outperforms Mistral Large, Self-Rewarding LM (70B parameters), and older versions of GPT-4.
Citações
"Direct Nash Optimization (DNO) is a provable and scalable algorithm that marries the simplicity and stability of contrastive learning with theoretical generality from optimizing general preferences." "DNO repeats this procedure for multiple iterations to let the policy optimize toward the general preference. Since each step involves a regression problem it can be easily implemented at scale."

Principais Insights Extraídos De

by Corby Rosset... às arxiv.org 04-08-2024

https://arxiv.org/pdf/2404.03715.pdf
Direct Nash Optimization

Perguntas Mais Profundas

How can the DNO framework be extended to handle more complex preference structures, such as hierarchical or contextual preferences

The DNO framework can be extended to handle more complex preference structures, such as hierarchical or contextual preferences, by incorporating additional layers of decision-making. Hierarchical Preferences: To address hierarchical preferences, the DNO algorithm can be modified to consider preferences at different levels of abstraction. This can involve defining multiple preference functions that operate at different levels of granularity. By iteratively optimizing these preferences, the model can learn to make decisions that align with hierarchical preferences. Contextual Preferences: For contextual preferences, the DNO framework can be enhanced to incorporate contextual information into the preference learning process. This can involve conditioning the preference function on relevant contextual features, allowing the model to adapt its preferences based on the current context. By incorporating contextual cues, the model can make more informed decisions that are sensitive to the specific situation. Adaptive Learning: Another approach to handle complex preferences is to introduce adaptive learning mechanisms within the DNO framework. This can involve dynamically adjusting the preference function based on feedback and performance metrics. By continuously updating the preference structure based on real-time data, the model can adapt to changing preferences and make more accurate decisions.

What are the potential limitations or failure modes of the DNO approach, and how can they be addressed

The DNO approach, while effective, may have potential limitations and failure modes that need to be addressed to ensure its robustness and reliability. Sample Efficiency: One limitation of DNO could be sample inefficiency, especially when dealing with large datasets or complex preference structures. To address this, techniques such as importance sampling or data augmentation can be employed to improve sample efficiency and accelerate learning. Overfitting: DNO may be susceptible to overfitting, particularly when the preference function is noisy or the training data is limited. Regularization techniques, cross-validation, and early stopping can help prevent overfitting and improve generalization performance. Convergence Issues: DNO may face convergence issues, especially when dealing with non-convex preference functions or high-dimensional spaces. Advanced optimization algorithms, adaptive learning rates, and careful initialization can help mitigate convergence problems and ensure stable training. Bias and Fairness: Another potential limitation is bias in the preference function, leading to unfair or discriminatory decisions. To address this, it is essential to carefully design the preference function, incorporate fairness constraints, and regularly audit the model for bias and ethical considerations.

How can the insights from DNO be applied to optimize other types of AI systems beyond large language models, such as decision-making agents or robotic controllers

The insights from DNO can be applied to optimize other types of AI systems beyond large language models, such as decision-making agents or robotic controllers, by leveraging the principles of preference-based reinforcement learning and iterative self-improvement. Decision-Making Agents: For decision-making agents, the DNO framework can be adapted to learn preferences from human feedback or expert demonstrations. By optimizing decision-making policies based on preferences, agents can make more informed and aligned decisions in various domains, such as healthcare, finance, or autonomous driving. Robotic Controllers: In the context of robotic controllers, DNO can be used to optimize control policies that align with user preferences or safety constraints. By iteratively improving the controller based on preference feedback, robots can perform tasks more effectively and adapt to changing environments while considering human preferences. Multi-Agent Systems: DNO principles can also be applied to optimize interactions in multi-agent systems, where agents learn preferences from each other's actions. By incorporating preference-based learning and iterative self-improvement, multi-agent systems can achieve better coordination, collaboration, and overall performance in complex environments.
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