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A Taxation-Based Approach for Equitable Item Re-ranking


Основные понятия
Fair re-ranking can be conceptualized as a taxation process that redistributes ranking slots more equitably among items by imposing taxes on higher-utility items and redirecting the resources to lower-utility items.
Аннотация

The paper proposes a novel fair re-ranking method called Tax-rank that views the fair re-ranking task through the lens of taxation. The key insights are:

  1. Most previous fair re-ranking methods can be reformulated as an item-level tax policy, where an additional tax is imposed on each item.

  2. However, the item-level tax policy derived from previous methods lacks two important properties for a good tax policy: continuity (small changes in tax rates lead to minor performance shifts) and controllability over accuracy loss (ability to estimate the maximum accuracy loss under a specific tax rate).

  3. To address these limitations, Tax-rank introduces a new optimization objective that levies taxes based on the difference in utility between two items. Theoretical analysis shows that Tax-rank exhibits superior continuity and controllability over accuracy loss compared to previous methods.

  4. An efficient algorithm is proposed to optimize the Tax-rank objective by utilizing the Sinkhorn algorithm from optimal transport theory.

  5. Extensive experiments on recommendation and advertising datasets demonstrate that Tax-rank outperforms state-of-the-art fair re-ranking baselines in terms of effectiveness and efficiency.

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Статистика
The total number of users across the two datasets (Yelp and Ipinyou) ranges from 17,034 to 18,565. The total number of items/advertisements ranges from 149 to 11,821.
Цитаты
"Viewing fair re-ranking as a taxation process provides a fresh perspective to re-examine previous fair re-ranking methods and inspire new approaches." "Tax-rank demonstrates greater effectiveness as it adheres to continuity w.r.t. tax rates, and offers enhanced controllability over accuracy loss, as we can provide an upper bound, showcasing the maximum accuracy loss across different tax rates."

Ключевые выводы из

by Chen Xu,Xiao... в arxiv.org 04-30-2024

https://arxiv.org/pdf/2404.17826.pdf
A Taxation Perspective for Fair Re-ranking

Дополнительные вопросы

How can the taxation-based perspective on fair re-ranking be extended to other resource allocation problems in information retrieval and recommender systems

The taxation-based perspective on fair re-ranking can be extended to other resource allocation problems in information retrieval and recommender systems by applying similar principles to different scenarios. For example, in recommendation systems, the concept of redistributing ranking slots among items more equitably can be applied to allocate resources such as exposure or recommendations to different items based on their utility or importance. This approach can help ensure a fair distribution of resources and prevent certain items from dominating the recommendations, leading to a more balanced and diverse set of suggestions for users. In information retrieval, the taxation-based perspective can be used to allocate search results or ranking positions based on the relevance or importance of the content. By considering the utility or value of each item in the search results, the system can adjust the ranking to provide a more equitable distribution of visibility and exposure to different content pieces. Overall, the taxation-based perspective can be a versatile framework for addressing resource allocation problems in various information retrieval and recommender system applications by focusing on fairness, equity, and efficiency in distributing resources among items or content pieces.

What are the potential drawbacks or limitations of the taxation-based approach, and how can they be addressed

One potential drawback of the taxation-based approach is the complexity of determining the appropriate tax rates or parameters for achieving the desired fairness and efficiency in resource allocation. Setting the tax rates too high or too low can lead to suboptimal results, impacting the overall performance of the system. To address this limitation, advanced optimization techniques, machine learning algorithms, or automated parameter tuning methods can be employed to dynamically adjust the tax rates based on real-time data and feedback. Another limitation is the interpretability of the tax policy and its impact on the overall system performance. It may be challenging for users or stakeholders to understand how the tax rates are calculated and how they influence the resource allocation process. Providing transparency and explanations for the tax policy can help build trust and confidence in the system. Additionally, the taxation-based approach may face scalability issues when dealing with large datasets or complex resource allocation scenarios. Efficient algorithms, parallel processing techniques, and distributed computing systems can be utilized to handle the computational demands of implementing the taxation-based approach in real-world applications.

How can the insights from this work be applied to develop fair and efficient resource allocation mechanisms in other domains beyond information retrieval, such as in economics, social welfare, or public policy

The insights from this work can be applied to develop fair and efficient resource allocation mechanisms in other domains beyond information retrieval, such as in economics, social welfare, or public policy. By leveraging the taxation-based perspective, organizations and policymakers can design more equitable and transparent resource allocation systems that prioritize fairness and accountability. In economics, the taxation-based approach can be used to redistribute wealth or resources in a more equitable manner, ensuring that the burden of taxation is distributed fairly among different income groups. By applying principles of fairness and efficiency in tax policies, governments can promote economic stability and social welfare. In social welfare, the insights from this work can inform the design of programs and initiatives that aim to allocate resources, such as healthcare services, education opportunities, or social assistance, in a fair and efficient manner. By considering the utility or value of each resource allocation decision, policymakers can optimize the impact of their interventions and ensure that resources reach those who need them the most. In public policy, the taxation-based perspective can guide the development of policies and regulations that promote fairness and equity in resource allocation across various sectors, such as transportation, housing, or environmental conservation. By incorporating principles of taxation and redistribution, policymakers can address disparities, promote inclusivity, and enhance the overall well-being of society.
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