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Safety-Critical Control Design for Stochastic Systems Using Control Barrier Functions


Основные понятия
This paper proposes new types of control barrier functions, called almost sure reciprocal control barrier function (AS-RCBF) and almost sure zeroing control barrier function (AS-ZCBF), to ensure the safety of stochastic systems with probability one. It also introduces a stochastic zeroing control barrier function (Stochastic ZCBF) to evaluate the probability of a trajectory staying in a safe set. The paper provides control design strategies based on these barrier functions and demonstrates their effectiveness through examples.
Аннотация

The paper focuses on the analysis and design of safety-critical control for stochastic systems using control barrier functions (CBFs). It makes the following key contributions:

  1. Proposes an almost sure reciprocal control barrier function (AS-RCBF) and an almost sure zeroing control barrier function (AS-ZCBF) that ensure the safety of a set with probability one for stochastic systems. The conditions for these CBFs are more relaxed compared to previous work.

  2. Introduces a new type of stochastic zeroing control barrier function (Stochastic ZCBF) that directly incorporates the diffusion coefficients of the stochastic system. This allows evaluating the probability of a trajectory staying in a safe set.

  3. Provides control design strategies using the proposed AS-RCBF, AS-ZCBF, and Stochastic ZCBF. The control laws are shown to ensure safety with probability one or a bounded probability.

  4. Demonstrates the validity of the proposed CBFs and control designs through simple examples with numerical simulations.

The paper highlights the challenges in ensuring almost sure safety in stochastic systems and proposes new CBF-based approaches to address this. The results provide a framework for designing safety-critical controllers for a wide range of stochastic systems.

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Статистика
None.
Цитаты
"If there exists an AS-RCBF B(x) for the system (2), then it is FIiP in χ." "If there exists an AS-ZCBF h(x) for system (2), then it is FIiP in χ." "If there exists a stochastic ZCBF h(x) for (2), then it is transiently safe in (χμ, χ, 1 - e^(-bh(x0)))."

Дополнительные вопросы

How can the proposed CBF-based methods be extended to handle more complex stochastic systems, such as those with discontinuous dynamics or Poisson processes

To extend the proposed Control Barrier Function (CBF)-based methods to handle more complex stochastic systems, such as those with discontinuous dynamics or Poisson processes, several approaches can be considered: Discontinuous Dynamics: For systems with discontinuous dynamics, the CBF-based methods can be adapted to incorporate hybrid control strategies. This involves designing control laws that switch between different modes of operation based on the system's state and the discontinuities present. By formulating CBFs that account for these discontinuities and designing control laws that ensure safety across different modes, the system can be effectively controlled. Poisson Processes: Poisson processes introduce randomness in the system dynamics, making it challenging to ensure safety with certainty. One approach is to model the Poisson processes probabilistically and incorporate this uncertainty into the CBF design. By considering the probabilistic nature of the Poisson processes in the CBF formulation, the control strategy can be optimized to maximize safety while accounting for the stochastic nature of the processes. Adaptive Control: Another approach is to integrate adaptive control techniques with CBF-based methods. Adaptive control allows the system to adjust its control parameters in real-time based on the system's behavior and uncertainties. By combining adaptive control with CBFs, the system can dynamically adapt to changes in the stochastic dynamics, including discontinuities and Poisson processes, to maintain safety and stability. Robust Control: Robust control techniques can also be employed to handle uncertainties in complex stochastic systems. By designing robust CBFs that account for worst-case scenarios and disturbances, the control strategy can ensure safety even in the presence of discontinuous dynamics and unpredictable Poisson processes.

What are the potential trade-offs between ensuring safety with probability one versus maximizing the probability of staying in the safe set

Ensuring safety with probability one and maximizing the probability of staying in the safe set involve trade-offs that need to be carefully considered: Safety with Probability One: Ensuring safety with probability one is a stringent requirement that aims to guarantee system stability and avoid catastrophic failures. While this provides a high level of confidence in the system's safety, it may lead to overly conservative control strategies that limit the system's performance or responsiveness. Maximizing Probability of Staying in the Safe Set: Maximizing the probability of staying in the safe set focuses on optimizing the system's behavior to minimize the likelihood of deviating from the safe region. This approach allows for more flexibility in control design and can lead to improved system performance but may not provide the same level of certainty as safety with probability one. Trade-offs: The trade-offs between these approaches involve balancing the level of safety assurance with the system's operational efficiency and performance. Striking the right balance requires considering the specific requirements of the system, the potential consequences of failure, and the acceptable level of risk. It may involve optimizing control strategies to achieve a desired level of safety while maximizing system performance within acceptable risk thresholds.

Can the CBF-based control design be integrated with other optimization-based control techniques to achieve additional performance objectives beyond safety

Integrating CBF-based control design with other optimization-based control techniques can offer additional benefits and enable the system to achieve multiple performance objectives beyond safety: Optimization of Multiple Objectives: By combining CBF-based control with optimization techniques such as Model Predictive Control (MPC) or Reinforcement Learning (RL), the system can optimize multiple objectives simultaneously. This includes objectives like energy efficiency, tracking accuracy, and resource utilization, in addition to safety. Adaptive Control Strategies: Integration with adaptive control strategies allows the system to adapt to changing operating conditions and uncertainties while maintaining safety. Adaptive optimization algorithms can adjust control parameters in real-time to optimize performance metrics based on system dynamics and environmental factors. Fault Tolerance and Resilience: By incorporating fault tolerance and resilience mechanisms into the control design, the system can continue to operate safely and effectively in the presence of faults or disturbances. Optimization-based techniques can enhance the system's ability to recover from unexpected events and maintain performance under adverse conditions. Real-time Decision Making: Optimization-based control techniques enable real-time decision-making processes that consider safety constraints along with other performance objectives. This allows the system to make intelligent decisions that balance safety, efficiency, and effectiveness in dynamic environments. Integrating CBF-based control with optimization methods opens up opportunities to achieve a comprehensive control strategy that addresses safety as well as other critical performance objectives.
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